DFSA Regulated • Ref No. DFSA-F003928
Regulatory License & Authorization
RAFY Capital Limited is licensed and regulated by the Dubai Financial Services Authority (DFSA) as a Category 3C Investment Firm under DIFC Jurisdiction.
DFSA Authorised & RegulatedFRN: F003928
RAFY Capital Limited
RAFY Capital Limited is founded and led by Managing Director Rafy Khan. The firm is incorporated in the Dubai International Financial Centre (DIFC) under Commercial License No. CL-7892 and is authorised and regulated by the Dubai Financial Services Authority (DFSA) under Firm Reference Number F003928 as a Category 3C Investment Firm.
Legal Entity NameRAFY Capital Limited
Managing DirectorRafy Khan
RegulatorDubai Financial Services Authority (DFSA)
Prudential CategoryCategory 3C Investment Firm
Corporate & Registered Office
DIFC Registered Address:
Unit 804, Level 8, Gate Precinct 4, DIFC, P.O. Box 507111, Dubai, United Arab Emirates
Compliance Enquiries:[email protected]
Commercial License:DIFC License No. CL-7892
Capital Reserve & On-Chain Transparency
Independent blockchain disclosure maintained in addition to DFSA segregated client banking accounts.
Reserve AssetBitcoin (BTC)
Verified Reserve Balance3,166.8081 BTC
Custody TypeMulti-Sig Cold Storage
Public Bitcoin Reserve Address:
bc1q0kcvhdhajd0vd8p66ssc8crg97ahf7x2c2zn5r
Authorised Financial Services Permissions
Registered permissions conducted in accordance with DFSA Rulebook standards.
Managing Assets
Category 3C Conduct PermissionAuthorised to manage client assets on a discretionary and non-discretionary basis across foreign exchange, equities, commodities, and digital asset markets.
Advising on Financial Products & Arranging Deals
Advisory AuthorizationAuthorised to provide financial product advice, structure investment return models, and arrange deal executions for retail and professional clients.
Operating Investment Infrastructure
Platform Execution LicenseAuthorised to operate investor portals, execute automated transaction strategies, and provide real-time portfolio performance reporting.
Holding & Safeguarding Client Money
COB Module 14 ProvisionAuthorised to hold client money in dedicated, ring-fenced bank accounts with Tier-1 regulated banking institutions in the DIFC and UAE.
Regulatory Governance & Protection Standards
Prudential Capital Reserves
Maintains liquid capital reserves exceeding DFSA Category 3C Minimum Capital Requirements (MCR) to ensure firm solvency.
AML & Counter-Terrorist Financing
Strict adherence to UAE Federal Decree Law No. 20 (2018) on Anti-Money Laundering, with automated identity checks, sanctions screening, and transaction surveillance.
Independent Annual Audits
Financial statements and regulatory returns are audited annually by certified independent international auditing firms.
DIFC Legal Protection
Incorporated under DIFC Common Law, offering investors legal recourse through DIFC Courts and DFSA official channels.
How to Independently Verify RAFY Capital Limited on the DFSA Public Register
- Step 1: Access Registry
Visit the official DFSA Public Register portal at www.dfsa.ae/public-register.
- Step 2: Search Firm Reference
Enter Firm Reference Number F003928 or search for RAFY Capital Limited.
- Step 3: Review Authorization
Confirm Category 3C licensing status, registered office, authorised individuals, and permitted financial activities.
Statutory Regulatory Notice & Risk Disclosure
RAFY Capital Limited is regulated by the Dubai Financial Services Authority (DFSA) under Firm Reference Number F003928. Financial products and discretionary trading portfolios involve risk of capital loss. Past performance is not indicative of future returns. Clients should review pre-investment risk disclosures prior to committing capital.
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